“U.S. securities regulators are moving to make Wall Street firms more proactive in preventing cyberattacks, according to an announcement by the Securities and Exchange Commission (SEC) earlier this week.
In a Risk Alert released by the SEC’s Office of Compliance Inspections and Examinations (OCIE) on April 15, the SEC warned firms that it will be conducting examinations of more than 50 registered broker-dealers and investment advisers to assess their cybersecurity measures.”
Source:SEC Announces Examinations of Wall Street Firms’ Cybersecurity Measures | Security Management
